OnPoint PCR procedure integration

Caseware Sherlock captures response data from various OnPoint PCR procedures in the following documents:

  • 1-100 Engagement Setup Procedures

  • 2-200 Understanding the entity

  • 4-200 Financial Statements set up

  • 5-225 Review - Reporting checklist

Once captured, the response data will appear in the following format:

  • {"config":{},"value":"{\"<procedure>\":\"<response>\"}"}

Procedures

The following table describes the procedure response data that is captured by Sherlock.

Document Procedure
1-100 Engagement Setup Procedures

  • First period engagement

  • Engagement reporting period

  • Personal financial statements

  • Industry

  • Reporting framework

  • Type of engagement

  • Quality Review

  • Part of Combined or Consolidate

  • Note disclosures
2-200 Understanding the entity

  • Subsidiaries of the entity
4-200 Financial Statements set up

  • Uncertainty about going concern

  • Other matter paragraph included

  • Departure from the framework

  • Restrict use of report
5-225 Review - Reporting checklist

  • Is this review engagement changed from an audit engagement