OnPoint EBP procedure integration

Caseware Sherlock captures response data from various OnPoint EBP procedures in the following documents:

  • 1000 Engagement – Acceptance/Continuance

  • 1205 Plan Profile

  • 1205.ME Plan Profile (Multiemployer)

  • 2000 Service Organization Scoping

  • 4010 Engagement Completion Document

Once captured, the response data will appear in the following format:

  • {"config":{},"value":"{\"<procedure>\":\"<response>\"}"}

Procedures

The following table describes the procedure response data that is captured by Sherlock.

Document Procedure
1000 Engagement - acceptance/continuance

  • Plan Type

  • Audit service

  • Continuance of engagement

  • Engagement quality review
1205 Plan profile

  • Original Plan document effective date

  • Plan restatement

  • Plan amendments

  • Plan document type

  • Plan number

  • Employer Identification Number (EIN)

  • Change in service provider

  • Investments measured at fair value

  • Other investment type at fair value

  • Investments measured at net asset value

  • Revenue sharing arrangement

  • Plan termination

  • Partial plan termination

  • Transfers into or out of the Plan

  • Plan merger or spin-off
1205.ME Plan profile (Multiemployer)

  • ME Original Plan document effective date

  • ME Plan restatement

  • ME Plan amendments

  • ME Plan document type

  • ME Plan number

  • ME Employer Identification Number (EIN)

  • ME Change in service provider

  • ME Investments measured at fair value

  • ME Other investment type at fair value

  • ME Investments measured at net asset value

  • ME Revenue sharing arrangement

  • ME Plan termination

  • ME Partial plan termination

  • ME Transfers into or out of the Plan

  • ME Plan merger or spin-off
2000 Service organization scoping

  • Service organization 1

  • Service organization 2

  • Service organization 3

  • Service organization 4

  • Service organization 5

  • Service organization 6

  • Service organization 7

  • Service organization 8
4010 Engagement completion document

  • Report Release Date