Responsibilities
In the OPERATE module, the Responsibilities tab communicates the specific individuals responsible for various SQM responsibilities.
Key responsibilities
Key responsibilities include:
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Ultimate responsibility (UR) – Individual(s) with ultimate accountability for the firm’s system of quality management
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Operational responsibility (OR) - Individual(s) with operational responsibility for the firm’s system of quality management
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Independence responsibility (IND) - Individual(s) with operational responsibility for independence in the firm’s system of quality management
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Monitoring responsibility (MON) - Individual(s) in charge of the firm’s monitoring and remediation process
Note: Each responsibility role must have an assigned end user.
